Rule to Aid Bankrupt Commodities Brokers' Clients - Wall Street Journal

Rule to Aid Bankrupt Commodities Brokers' Clients Wall Street Journal The Commodity Futures Trading Commission's new rule, which was proposed late last year, would give the agency discretion to decide when to let a bankruptcy ... CFTC Adopts Amendment Regarding The Operation Of A Commodity Broker In BankruptcyExchange News Direct all 7 news articles »

INSERTING and REPLACING Activity in Charles Schwab's Online Trading Community ... - MarketWatch (press release)

INSERTING and REPLACING Activity in Charles Schwab's Online Trading Community ... MarketWatch (press release) Named "Highest in Investor Satisfaction with Self-Directed Services" by JD Power and Associates in 2009, its broker-dealer subsidiary, Charles Schwab & Co., ... and more »

Bank of America Gives Mutual Funds, Brokers Algorithm for ETFs - BusinessWeek

Bank of America Gives Mutual Funds, Brokers Algorithm for ETFs BusinessWeek Broker-dealer trading desks can hedge in related futures contracts or the underlying securities and turn those trades into an ETF for the customer. ... and more »

Bearly Legal: Trader Greenwood Pleads to Fraud, Other Charges - Wall Street Journal (blog)

New York Daily News

Bearly Legal: Trader Greenwood Pleads to Fraud, Other Charges Wall Street Journal (blog) Greenwood and Walsh were first charged in February 2009, with authorities alleging they used the broker-dealer WG Trading and other connected businesses for ... WG Trading/Hedge Fund Manager Pleads GuiltyHedge Fund Net all 38 news articles »

TradeStation Group Recognizes Three Cents Per Share Unrealized Gain Resulting ... - MarketWatch (press release)

TradeStation Group Recognizes Three Cents Per Share Unrealized Gain Resulting ... MarketWatch (press release) ... Futures and Forex trading strategies. TradeStation Securities, Inc. (Member NYSE, FINRA, SIPC, DTCC, OCC & NFA) is a licensed securities broker-dealer ... and more »